Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO
Publish Date: 25-07-2017
Publish Frequency: 1
Source: Securities and Exchange Commission
Synopsis: The United States Securities and Exchange Commission’s (“Commission”) Division of Enforcement (“Division”) has investigated whether The DAO, an unincorporated organization; Slock.it UG (“Slock.it”), a German corporation; Slock.it’s co-founders; and intermediaries may have violated the federal securities laws. The Commission has determined not to pursue an enforcement action in this matter based on the conduct and activities known to the Commission at this time.
Public Link: https://www.sec.gov/litigation/investreport/34-81207.pdf
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