/terminal research library 637

Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934: The DAO

Publish Date: 25-07-2017

Publish Frequency: 1

Source: Securities and Exchange Commission


Type: Report

Synopsis: The United States Securities and Exchange Commission’s (“Commission”) Division of Enforcement (“Division”) has investigated whether The DAO, an unincorporated organization; Slock.it UG (“Slock.it”), a German corporation; Slock.it’s co-founders; and intermediaries may have violated the federal securities laws. The Commission has determined not to pursue an enforcement action in this matter based on the conduct and activities known to the Commission at this time.

Public Link: https://www.sec.gov/litigation/investreport/34-81207.pdf

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